'Compliance professionals' presentation slideshows

Compliance professionals - PowerPoint PPT Presentation

22-question online survey Fielded January-April 2012

22-question online survey Fielded January-April 2012

Smarsh surveyed financial services compliance professionals to understand the state of electronic communications compliance. 22-question online survey Fielded January-April 2012 209 respondents with compliance-related responsibilities

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173 views • 11 slides
Dispute Resolutions

Dispute Resolutions

Dispute resolution process is a process of Consensual processes, such as collaborative law, mediation, conciliation, or negotiation, in which the parties attempt to reach agreement.Dispute resolution refers to a variety of processes that help parties resolve disputes without a trial.sendlegal also gives Mediation.this is a method of resolving disputed without legal action.

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241 views • 10 slides
Keys to Maintaining Objectivity and Independence

Keys to Maintaining Objectivity and Independence

This session will discuss key concepts that compliance professionals must employ to ensure their work be represented as independent, objective and provide risk mitigation.

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186 views • 8 slides
AIBA

AIBA

AIBA. AIBA Compliance Committee David DeMartino. About the AIBA. The AIBA membership consists of internal audit and compliance professionals of nearly 100 US Branches and Agencies of foreign banks The mission of the AIBA is to foster the professional standing of its members

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358 views • 5 slides
Implementing a Unique Device Identification System

Implementing a Unique Device Identification System

This webinar will discuss the regulatory and compliance requirements to implement a system for Unique Device Identification (UDI) including final rules, compliance dates and requirements. The speaker will walk you through the requirements including, but not limited to, what to consider when implementing a UDI system in a proactive, streamlined manner. This seminar is intended to help you effectively implement a unique device identification (UDI) system (UDI system) based on the final rules issued on September 20, 2013 and published in federal register on September 24, 2013. This final rule is effective 90 days after date of publication in the federal register. Specifically, new changes in the final rules will be discussed, contributing to saving an enormous amount of time, efforts and resources to achieve compliance and to remain compliant with the final UDI system requirements.

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106 views • 5 slides
This is Why You Should Have a Compliance Management System in Your Organization

This is Why You Should Have a Compliance Management System in Your Organization

Since a lot of regulatory information is available from a wide variety of sources. This information is often unrefined but can be important for an organization. This simply means that its difficult to keep up with the regulatory change in a region. As compliance is a complex integration that takes place across the organization and involves coordination across an organization.

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85 views • 1 slides

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