'Regulatory violations' presentation slideshows

Regulatory Requirements & Compliance: Ensuring Effective Outcomes

Regulatory Requirements & Compliance: Ensuring Effective Outcomes . Presented By: John E. Palmer, CPA Managing Director/Principal. Agenda. Compliance Management System Risk-Based Approach Compliance Training Monitoring and Internal Audit Communication Recommended Steps.

420 views • 26 slides

PRESENTATIONS next week Tues

PRESENTATIONS next week Tues Defense Contracting : Martin Chu (Northrop Grumman); Dean Hansen (Lockheed Martin) Fast Food Industry : Jennifer Steiner (McDonalds); Jennifer White (Chick-Fil-A) Broadcast Media/Radio : Jennifer Linwood (Radio One); Lauren Cohen (Clearchannel) Thurs

292 views • 18 slides

Sustainability Programs

115 views • 11 slides

Arab Economic Forum June 2014

Arab Economic Forum June 2014. Abdul Hafiz Mansour Secretary SIC. Changing Regulatory Environment. Regulators Pushing harder Unprecedented Penalty levels Widening AML scope to include: Financial Regulations Corruption Tax Evasion. Recent Enforcement Actions.

242 views • 8 slides