'Suitability standards' presentation slideshows

School of Social Work

School of Social Work. Bachelor of Social Work Memorial University of Newfoundland. What is Social Work? What do Social Workers do? What is the job market like? When do you apply? What are the prerequisites? How are you ranked?. Who does the ranking? What about follow up courses?

667 views • 27 slides

Success and Compliance

234 views • 12 slides

Understanding Financial Advice

Understanding Financial Advice. Agenda. Investor Confusion Investment Advice: The Different Options Registered Investment Advisor vs. Registered Representative Which Option Is Right for You? Wrap-Up. Investor Confusion. Investor Confusion. Investor Survey*:

203 views • 11 slides

Consumer Protection Requirements for the Conduct of Insurance in the United States

Consumer Protection Requirements for the Conduct of Insurance in the United States. James J. Donelon NAIC President Commissioner Louisiana Department of Insurance. Presentation Overview. Regulator Activity Before the Sale Regulator Activity After the Sale Specific Standards of Conduct

72 views • 7 slides

Financial Advice for Physicians

You know I am a preferred customer of that XYZ bank. I have dedicated relationship manager. My banker takes care of my finances. No doubt, you are pampered well. But, the question is whether your money is working for you are not? In Financial industry lot of people misuse the words financial planning, investment advisory just to sell what they want to sell. Every sales guy comes with fancy designations, brochures and well-articulated sales pitch.

46 views • 1 slides