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Views of a global operator on dispute settlement processes

Views of a global operator on dispute settlement processes. TRAI Session, New Delhi Gordon Moir, Vice President and Chief Counsel BT Global Services. CONTENT. Why it matters? Investment and regulatory certainty Models of dispute settlement and core principles of a successful regime.

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Views of a global operator on dispute settlement processes

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  1. Views of a global operator on dispute settlement processes TRAI Session, New Delhi Gordon Moir, Vice President and Chief Counsel BT Global Services

  2. CONTENT • Why it matters? • Investment and regulatory certainty • Models of dispute settlement and core principles of a successful regime

  3. Investment flows to effective regimes – dispute resolution is key

  4. Investment and Regulatory Effectiveness

  5. Models of Dispute Settlement and Core Principles • Transparency • Speed • Clear and effective rights of recourse • Consistency • Certainty • Expertise • Focus on core bottlenecks but technology neutral • Turning to each of above…

  6. Transparency • Need effective and speedy consultation process • Third party inputs key • Business secrets respected but not to detriment of process • Clear policy goals set out in advance – e.g. infrastructure investment v service level competition

  7. Speed • Critical – investment dampening impact of delay • EC rules on interconnection disputes and mandated time frame welcome • National procedural rules on appeals must NOT render ineffective the process • Interim remedies – presumption on remaining in force unless material risk of error

  8. BIICL Report: Regulatory Decisions and Appeals

  9. Regulatory decisions and Appeals

  10. Regulatory Decisions and Appeals

  11. Clear and Effective Rights of Recourse • Single body with clear powers and if more than one body, e.g. anti-trust and regulatory agency – strong co-operation – ideally similar legal base • Clear rules on when dispute will be deemed worthy of remedy by regulator – not vitiable by one party

  12. Consistency • Investment is driven on this key criteria • No material change in policy without material impact assessment • If more than one body or if mediation in place in individual disputes – mechanisms in place to determine conflicts

  13. Certainty • Core principles are set out in advance • No movement from clear policy objective without material assessment of impact eg infrastructure v service • Ideally focus only on access bottlenecks and in technology neutral fashion • Look at bottlenecks through competition law eyes • Consumer policy objectives identified as such and total clarity on same

  14. Expertise • Increasingly complex issues have to be determined by regulator • Discrimination, price squeeze, cost allocation methodology – need hugely skilled people • Mesh with consultation of interested parties and have effective regime

  15. Mandatory Settlement • ADR mechanisms can be appropriate – however need clear and effective fall back • If pass disputes to alternate body, e.g. arbitrator, need to very clearly map distinctions from normal interconnection dispute process • Both parties must agree • Thresholds to alternate mechanisms clearly articulated and all principles above adhered to – including transparency and consistency

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