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Caring For Historic Government Records

Caring For Historic Government Records. Agenda. Part 1: What Records Need to be Preserved Part 2 : Organizing Historic Records Part 3: Preserving Your Records Part 4: Providing Access to Historic Records Summary. PART 1 What Records Need to Be Preserved ?. The Life-span of Records.

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Caring For Historic Government Records

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  1. Caring For Historic Government Records

  2. Agenda • Part 1: What Records Need to be Preserved • Part 2: Organizing Historic Records • Part 3: Preserving Your Records • Part 4: Providing Access to Historic Records • Summary

  3. PART 1What Records Need to Be Preserved ?

  4. The Life-span of Records • Temporary Records • Permanent Records • Records Retention

  5. Records Appraisal • Appraisal is analyzing the fiscal, administrative, legal, and historic value of a group of records and their relationship with other records.

  6. Records Appraisal Value • Fiscal • Administrative • Legal • Historical * • Intrinsic

  7. Records Appraisal Examples: • Department Annual Reports • City Council Minutes • Parking Tickets

  8. Two Fundamental Questions • Do the records have permanent value? • Do the records still have administrative value in the office? • Ownership of government records • State Archives is the end-of-the-line repository

  9. Records Appraisal Proper records appraisal tells you which records need to be preserved permanently

  10. Retention Schedules • General Retention Scheduleshttps://archives.utah.gov/recordsmanagement/retention-schedules.html • Unique Retention Schedules – Consult with the State Archives

  11. General Retention Schedules

  12. Comments and Questions?

  13. Part 2Organizing Historic Records

  14. Organizing Records • Physical Control • Intellectual Control

  15. Arrangement Fundamental Concepts: • Provenance • Original Order • Ease of Access

  16. Arrangement Examples: • Cemetery Burial Permits • Parks Department photos • Planning Commission minutes

  17. Intellectual Control • Know what records you have • Create inventory lists • Conduct periodic inventories

  18. Inventory List • Title of records • Dates • Arrangement • Basic description • Inventory list

  19. Comments and Questions?

  20. Part 3Preservation of Historic Records Threats to Records: • Water • Heat • Light • Dirt and Pollutants • Rodents and pests • Handling • Fire • Theft or Loss

  21. Preservation of Historic Records • Physical Housing • Storage Facilities • Reformatting

  22. Preservation of Historic Records Physical Housing – Archival Supplies • Acid free file folders • Archival storage boxes • Mylar enclosures

  23. Loose Paper

  24. Bound Volumes

  25. Bound Volumes

  26. Maps, Drawings and Oversize Materials

  27. Reformatting • Microfilm • Microfilm is an eye-readable format • Master copy is off-site back-up copy • Reproducible • Requires little storage space • Digital copies • Primarily for access • Reformat and Retire

  28. Records Storage Space Make an assessment of your building

  29. Preservation of Historic Records Threats to Records: • Water • Heat • Light • Dirt and Pollutants • Rodents and pests • Handling • Fire • Theft or Loss

  30. Preservation of Historic Records Storage Facility • Dry • Climate controlled • Dark (protected from UV light) • Clean • Locked and secure

  31. Preservation of Historic Records Storage Facility • Avoid storing historic records in the basement or the attic • If you must . . . • Store in archival quality boxes • 4-6 inches off the floor • Monitor for pests and rodents • Routinely check for water problems

  32. Record Storage Equipment • Shelving • Oversize cabinets

  33. Physical Security • Well constructed doors • Deadbolt locks for all storage areas • Secure windows • Alarms • Key tracking

  34. Preserving Your Records • Create a basic disaster plan • Have disaster response supplies on hand

  35. Comments and Questions?

  36. Part 4Providing Access to Historic Records

  37. Access to Historic Records Considerations • Public Right to Access • Protection of Restricted Information • Protecting the Records

  38. Access to Historic Records Government Records Access and Management Act (GRAMA) • Public right to view and take a copy • Protection of private, controlled, and protected information

  39. Protecting Records • Maintain a sign-in log for records users • Don’t allow food, pens, or other items that could damage records • Don’t allow unsupervised access • Don’t check out records • Use reformatted copies for access to fragile materials

  40. Take Home Concepts

  41. What Records Should Be Preserved? • Understand appraisal principles • Rely on established retention schedules when available • Consult the State Archives for unusual cases

  42. Organizing Records Physical Control • Provenance • Original Order • Ease of Access Intellectual Control • Create a records inventory

  43. Storing Records • Water, light, heat, pests, theft, etc. can threaten records • Threats can be minimized with proper storage containers and proper storage space • A disaster preparedness plan can help minimize damage

  44. Public Access • Right to access must be balanced with legal restrictions • Access should be provided while still protecting records from damage or theft

  45. Contacts and Links Utah State Archives: www.archives.utah.gov State Archives Research Center: www.historyresearch.utah.gov National Archives: www.archives.gov Northeast Document Conservation Center: www.nedcc.org California Preservation Program: www.calpreservation.org Conference of Intermountain Archivists: http://www.lib.utah.edu/cima/ Gaylord Supplies: www.gaylord.com Metal Edge Supplies: www.metaledgeinc.com

  46. Utah State Archives Alan Barnett abarnett@utah.gov

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