100+ Unauthorized trading PowerPoint (PPT) Presentations, Unauthorized trading PPTs

Unauthorized trading - PowerPoint PPT Presentation

Unauthorized Trading

Unauthorized Trading. Definition. Executing a buy or sell transaction in a customer account without their knowledge and not agreed to by the customer (either expressly or implicitly). Motive is usually to generate commissions or to conceal other activities.

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376 views • 15 slides

Broker Misconduct Securities Claims

http://ludinlaw.com/broker-misconduct-securities-claims/ - If you, or somebody you know has lost money in an investment due to broker misconduct, please contact the securities attorneys at Ludin Law to learn how we can help you recover you investment.

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91 views • 7 slides

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Unauthorized trading - PowerPoint PPT Presentation

Unauthorized Trading

Broker Misconduct Securities Claims