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This article outlines the responsibilities of NIH funding recipients in technology transfer, including publishing results, sharing data and resources, patenting and licensing technologies, and collaborating with colleagues.
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NIH Funding Recipient Responsibilities February, 2004 Office of Technology Transfer Office of the Director National Institutes of Health
Technology Transfer Movement Of Information & Technologies From Research Findings To Practical Application----- In General Research Use Or To Benefit Public Health
Methods • Publishing Results/Information • Exchanging/Sharing Of Data • Sharing Of Research Resources/Materials • Patenting Technologies • Licensing Technologies • Collaborating With Colleagues
Office Of Technology Transfer • Location: Office Of The Director, NIH • Mark Rohrbaugh, PhD, JD, Director • Staff Of 70 Persons—PhD, JD, MBA
Technology Transfer Mission • Two Major Functions: • Development And Transfer • Policy
Development And Transfer • Identify, Evaluate, Protect, Market And License Technologies To Achieve Agency Mission • Provide IP/TT Training To NIH Staff • Monitor Progress And Receive Royalty Payments
Policy • Provide Policy Direction And Technical Assistance To Agency And Extramural Scientists And Administrators • Represent HHS On Technology Transfer Policy Issues • International • Intergovernmental • Interagency
Extramural Staff Activities • Assist Program Staff In The Development Of RFA and RFP Announcements And DECs • Assist Reviewers And Staff In Understanding Technology Transfer And Intellectual Property Issues • Assist Grants and Contracts Officials To Enforce Laws, Regulations and Policies
Extramural Recipient Activities • Assist Recipients In Adhering To To Enforce Laws, Regulations and Policies • Assist Companies To Understand NIH Policies • Negotiate Agreements For NIH And Recipients—CreLox; Onco Mouse; E-Stem Cells
Bayh-Dole Act • Prior To 1980 • Thrust Of The Act • Requirements
Bayh-Dole Requirements • Reporting Of Inventions • Election Of Title • Move To Practical Application • Notice On Patent Applications • March-In Authority
Sharing Of Research Resources • 1997 DR. VARMUS INITIATIVE • 1999 PRINCIPLES AND GUIDELINES • 2000 LEGISLATIVE CHANGE • To ensure that inventions made by non-profit organizations and small business firms are used in a manner to promote free competition and enterprise without unduly encumbering future research and discovery. • 2001 INCLUDED IN NIH GRANTS AND CONTRACTS
Principles • Ensure Academic Freedom And Publication • Ensure Appropriate Implementation Of Bayh-Dole Act • Minimize Administrative Impediments To Research • Ensure Dissemination Of Research Resources Developed With NIH Funds
Guidelines • Purpose: To Provide Specific Information, Strategies And Model Language For Recipient Institutions In Obtaining And Disseminating Biomedical Resources
Initiative Actions • Site Visit University And Other Recipient Organizations • Conduct Educational Seminars • Meet With Companies • Promote Implementation Of The Principles And Guidelines
Points Of Contact • Technology Transfer— http://ott.od.nih.gov • Grant Information—http://grants.nih.gov/grants • Contracts– http://ocm.od.nih.gov/contracts http://www.eps.gov
Publications New Roadmap http://www.nihroadmap.nih.gov Sharing Biomedical Research Tools http://ott.nih.gov /NewPages/RTguide_final.html A Plan To Insure Taxpayers’ Interests Are Protected http://www.nih.gov/news/070101wyden.htm
Contact Information Email: roumelt@od.nih.gov • Website: http://ott.od.nih.gov • General Telephone No. • 301-496-7057