1 / 8

Audit Planning and Follow-up Rasto Soltes and Hock-Chye Ong, RAC-EC

Office of Audit and Investigations RBEC Regional Operations Managers Workshop Kiev, 16 October 2008. Audit Planning and Follow-up Rasto Soltes and Hock-Chye Ong, RAC-EC. Audit Planning. Regional Country Office. Regional Level. Global risk assessment High, medium (high/low), low

kenley
Download Presentation

Audit Planning and Follow-up Rasto Soltes and Hock-Chye Ong, RAC-EC

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. Office of Audit and Investigations RBEC Regional Operations Managers Workshop Kiev, 16 October 2008 Audit Planning and Follow-up Rasto Soltes and Hock-Chye Ong, RAC-EC

  2. Audit Planning Regional Country Office

  3. Regional Level Global risk assessment High, medium (high/low), low Risk determines frequency Seven country offices in 2009

  4. Country Level Purpose is to decide on areas of focus Governance & strategic management United Nations coordination system Programme activities Operations (i.e., human resources, procurement, finance, information technology, general administration, and safety & security) Other focus areas (NEX advances, procurement, safety & security)

  5. Assessment Quantitative (e.g., GSS, balanced score card, external/internal reports, Atlas routines) Qualitative(e.g., OAI-NY investigation unit, RBEC cluster leader, RR/RC)

  6. Administration Agree mission dates with country office Send notification memo (by OAI-NY) Assign audit leader/members Obtain feedback via survey (by OAI-NY)

  7. Follow-Up Status of implementation of agreed actions Every six months – June/December Review management assertions Unsatisfactory rated audit – may include on site visit More than 18 months recommendation – special mention to the Executive Board

  8. Ďakujem

More Related