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Safety Management Systems

Association of California Airports Fall Conference. Safety Management Systems. Perspectives on SMS and Airport Operations. Landry Consultants LLC Dave Fleet Consulting LLC. September 14, 2011. Introduction. What is SMS? NPRM and FAA Order 5200.11

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Safety Management Systems

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  1. Association of California AirportsFall Conference Safety Management Systems Perspectives on SMS and Airport Operations Landry Consultants LLC Dave Fleet Consulting LLC September 14, 2011

  2. Introduction • What is SMS? • NPRM and FAA Order 5200.11 • Impacts to Commercial Airports (not just Ops.) • The Safety Risk Assessment (SRA) • How to Get Started

  3. What is SMS? 4 Components • Policy (Corporate Vision, Objectives, Responsibilities) • Safety Risk Management (Hazards, SRAs, Mitigations) • Safety Assurance (QA = Audits and QC = Inspections) • Safety Promotion (Training, Communication)

  4. What’s at the Core? • Safety Risk Management • Hazard Identification • Safety Risk Assessments • Mitigation • Monitoring • Safety Assurance • QA – Proactive; Audits, Evaluations, Metrics, Data • QC – Reactive; Inspections, Assessments, Reporting

  5. SRM/SRA Definitions • Safety Risk Assessment (SRA) is the risk assessment comprised of a panel of Subject Matter Experts. • Safety Risk Management (SRM) is the process of identifying hazards, analyzing and assessing the risks, and mitigating the risks. • Safety Management System (SMS) is the overall program. The FAA is implementing SMS internally (5200.11) and externally (NPRM / AC150/5200-37)

  6. Impact to Airports • NPRM (Part 139 airports) • 5200.11 (currently applies to all large NPIAS airports) • Planning, Design, and Construction Projects

  7. Describe Describe System System Identify Identify Hazards Hazards Determine Risk Analyze Risk Assess Risk Assess Risk Mitigate Risk Treat Risk Six Safety Risk Management Steps Monitor

  8. FAA’s Risk Matrix AC 150/5200-37

  9. Our Suggested Risk Matrix Severity ** Must have multiple controls (mitigations)

  10. How to Get Started • Each FAA Region has an SMS Coordinator • Talk with your ADO Program Manager • Familiarize yourself with 5200.11 and the NPRM • Identify People, Processes, and Systems in your Organizational Reach (Tenants, FBOs, etc.) • Get Early Buy-in • Identify Projects in the CIP for SRA(Not just the large hubs, everyone should be doing this!)

  11. Summary SMS is a reality, and SMS makes good business sense

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